LendAPI Marketplace FinTech Advisory - SM+Co LLC

Fintech Advisory


Finance, Accounting, and Risk Advisory Services

About SM+Co LLC

Our firm delivers specialized professional services, often through white-label arrangements, to clients in the financial services, commercial, and technology sectors.

A key offering is our Risk Management services, notably our engagement as the Chief Risk Officer for Texas-based Highcrest Capital.

We also provide/have provided a range of executive management services, including:

  • Specialization in Sarbanes-Oxley compliance and governance, serving clients like Lakeland Bank, City Bank, Hawaiian Electric Industries, California Pizza Kitchen, Gymboree, Bebe, Molina Health, Zappos, and Caesars Entertainment.

  • Risk Management and Internal Audit, with extensive experience at Kaiser Permanente, The Huntington National Bank, Hua Nan Bank, Bancomer, Bancomer Transfer Services, and Sique.

  • Regulatory Compliance for diverse clients such as LoanDepot, Lone Star Bank, First Interstate Bank, Bank of California, The California Credit Union, and First American Bank.

  • Advocacy for “thoughtful regulatory reform” on Capitol Hill, notably with the Nevada Bankers Association.

  • Chief Financial Officer functions, with previous roles at Pascack Community Bank, Mission Bank, and First California Bank.

  • Chief Operating Officer services, drawing on experiences at Saigon National Bank and California International Bank.

  • Expertise in Bank Secrecy Act/Anti-Money Laundering compliance, with projects for LoanDepot, Lone Star Bank, and Bancomer.

  • Ethics and Governance consulting, including a prominent position at Plaza Bank.

  • Technical accounting advisory, providing expertise to firms like Accordion, CFGI, and Riveron.

For more information, please visit: smcollc.com

Contact @ SM+Co LLC

LendAPI Marketplace FinTech Advisory - SM+Co LLC Stephen V. Masterson, CPA, CGMA, NACD.DC

Stephen V. Masterson, CPA, CGMA, NACD.DC | Email: stephen@smcollc.com



© 2024 All rights reserved



© 2024 All rights reserved



© 2024 All rights reserved